Judicial/Court
Records at the Utah State Archives
The Utah State Archives is
the repository for many judicial/court records, including the Utah State
Supreme Court and many county district courts. Records of municipal courts
and justice courts are housed here also. Supreme Court, district court,
and probate court records date back to establishment of the territory.
More recent records created by these agencies, as well as the Court of
Appeals, remain with the creating agency.
How court
records may be used
The most frequently requested
records are divorce decrees, naturalization
or citizenship records, documentation of name changes, probate
records,
and criminal records. The district courts exercise jurisdiction over naturalization
and their records often include declarations of intention, petitions for
naturalization, depositions, and certificates of naturalization, which
can be useful for genealogical research and immigration and demographic
studies. Although their informational content varies widely, judicial
records can be an important source for studies of judicial administration,
commerce and corporate history, labor relations and union activity, immigration
and ethnic groups, civil rights, state and local political activity, biography,
criminology, economic studies, and the impact of federal regulatory programs.
Although U.S. commissioners usually dealt with misdemeanors and minor
offenses, these records can be a valuable source of information about
the administration of criminal justice.
For a brief history and description
of the various courts, go to the Utah Court System.
Document types
The records created by various
courts are very similar in form and generally include minute books
(or journals), record books, register of actions (or docket
book), order or judgment books, and case files.
.Minute books are a
daily chronological record of court proceedings and often include lists
of jury members, names of attorneys admitted to practice, information
about financial accounts and the collection of fees, and sometimes the
text of orders of the court.
. Register of actions
(or docket book) provide a summary of proceedings in each case including
a brief abstract of motions and orders, the amount of fees collected,
and the eventual disposition.
. Order or judgment
books record the text of each document and the amount of any monetary
judgment.
. The text of documents and
orders filed in probate matters are copied into probate record books.
. The bulk of a court's records
consists of case files arranged numerically by the case number assigned
at the time the petition or complaint initiating the case was filed. Case
files generally include the original papers filed by attorneys or
issued by the court such as petitions, motions, indictments, complaints,
subpoenas, depositions, affidavits, writs, and judgments or decrees.
Research
methodology
Of the judicial/court records
in the Utah State Archives, register of actions, minute books, record
books, and case files have the highest research value.
The case/docket number is
essential to access information about specific cases. The easiest way
to determine the case number is through an index. Several kinds of indexes
are produced by the court. These include criminal and civil indexes to
plaintiff and defendant, probate indexes to decedents, etc. Registers
of actions and order books are sometimes self-indexed. While there is
no universal indexing method, some systems are commonly used. A strictly
alphabetic index is a recent development. Older indexes usually group
surnames under the initial letter in the order in which individual cases
originated or in alphabetical groups, such as Pa on one page, Pe on another,
then Ph, Pi, and so forth.
. The register
of actions or docket book is a listing of all actions relative
to an individual case, often on a single page, providing a complete history
including the name of the plaintiff, defendant, case number, dates for
every action and hearing and the nature of the action taken on each date.
Cases are entered in numerical order as they are filed. Registers of actions
may be self-indexed, allowing easy identification of the case number without
going through a page by page search. The register of actions acts as an
index to minute books and records books, thus providing easy access to
begin a search in judicial records.
. Minutes are a daily
record of documents filed and actions taken with regard to every matter
brought before each session of the court, largely regarding documents
submitted, appearances before the court, and orders issued. A typical
case spans multiple dates. Because each court session dealt with several
matters, it is not always easy to spot specific cases in the minutes.
However, with the information from the register of actions it is possible
to go directly to the date for each action in the case rather than read
every page looking for each action in the case from initial filing through
final disposition.
. Probate record books
are a daily record of what documents were filed in court on a particular
day. No longer produced, probate record books provide useful information
both for researchers seeking socioeconomic data on households and those
seeking biographical or family history data such as information about
the estate, the deceased, and the heirs. As with the minutes, access to
the record books is easiest when done in conjunction with the register
of actions, which provides the date of each action.
. Original documents are maintained
as part of the case file. Except for the early territorial period,
these are filed by case number. Unnumbered cases generally are arranged
in chronological order, often making it necessary to search a greater
volume of cases to locate a desired file. Documents within individual
case files are arranged chronologically by filing date.
Additional
document types
. Blotters or calendars
provide the minutes in an abbreviated fashion. Calendars have a one-year
retention in the 1995 Utah State Courts Records Retention Schedule. Availability
is limited to older, sample records in archives custody.
. Transcripts (an official
and certified copy of what transpired in court or at an out-of-court deposition)
and exhibits (documentation or items of real evidence) have a short
retention period (generally three months after the final disposition in
an action). These records typically are not transferred to the state archives,
however in rare cases they were included in the case file.
Access to
court/judicial records
Records of court proceedings
are generally open for public inspection, however, cases of all types
may be sealed by the court pursuant to statute or court rule making them
inaccessible without a court order.